An Independent business specialising in helping IFA/Firms complete their platform and DFM due diligence reports to meet the regulators requirements.
Saves countless hours and resource within the business enabling advisers to concentrate on what they do best, which is advising clients!
We will complete a thorough review and produce a bespoke report covering all aspects of due diligence which will include a detailed audit trail before arriving at a shortlist of platforms/DFM's that best support your client and investment proposition.
With over 20 years experience as an adviser prior to setting up a business to specialise in platform and DFM due diligence.
Our clients include:
We use a proven process designed to meet the regulators requirements. We will complete a detailed fact find with you and then match your priorities across more than 30 platforms to produce a shortlist of the most suitable ones for you to consider in a comprehensive report.
In addition, we are also able to complete due diligence in specialist areas such as tax wrappers and investment products to meet your requirements.
Our mission and values include exceeding our client’s every expectation. We regularly update our data and information from the providers to help ensure we keep pace with the changes and new developments such as Mifid II , PRIIPS and GDPR. We currently gather detailed information from over 30 platforms and more than 130 DFM's. Once the initial due diligence review and report is completed we then recommend an annual review and update takes place.
Joined Financial servcies in 1990 as an adviser and then an IFA business owner before setting up a new venture in 2012 to provide a leading platform and DFM due diligence service for advisers and firms across the UK.
With over 17 years experience in financial services as a paraplanner and administrator but now provides crucial support in all aspects of the business.
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