About Us
What we do?
What this means to you and your business?
What this means to you and your business?
An Independent business specialising in helping IFA/Firms complete their platform and DFM/AM due diligence reports as part of the Consumer Duty requirements. In addition we can also provide detailed research and analysis across Model Portfolios, SIPPs, SSASs, Personal Pensions, ISAs, Bonds, Structured Products, Funds, Ethical & ESG investments and VCTs/EISs/Business relief products.
What this means to you and your business?
What this means to you and your business?
What this means to you and your business?
Saves countless hours and resource within the business enabling advisers to concentrate on what they do best, which is advising clients!
Our research service can also save time for administration staff and paraplanners to focus on other areas to support advisers.
Why use us?
What this means to you and your business?
Why use us?
We will complete a thorough review and produce a bespoke report covering all aspects of due diligence which will include a detailed and robust audit trail before arriving at a shortlist of platforms/DFM's or other chosen areas that best support your client and investment proposition.
Our Expertise
Experience
Comprehensive Approach
Comprehensive Approach
With over 20 years experience as an adviser prior to setting up the business to specialise in platform and DFM due diligence.
Our clients include:
- Sole Traders
- Regionals
- Nationals
- Networks
- Wealth Managers
- Banks
Comprehensive Approach
Comprehensive Approach
Comprehensive Approach
We use a proven process designed to meet the regulators requirements. We will complete a detailed fact find with you and then match your priorities across more than 50 platforms to produce a shortlist of the most suitable ones for you to consider in a comprehensive report.
In addition, we are also able to complete due diligence in special
We use a proven process designed to meet the regulators requirements. We will complete a detailed fact find with you and then match your priorities across more than 50 platforms to produce a shortlist of the most suitable ones for you to consider in a comprehensive report.
In addition, we are also able to complete due diligence in specialist areas such as tax wrappers and investment products to meet your requirements.
Committed to Service
Comprehensive Approach
Committed to Service
Our mission and values include exceeding our client’s every expectation. We regularly update our data and information from the providers to help ensure we keep pace with the changes and new developments such as Mifid II , PRIIPS, PROD, COBS, GDPR and Consumer Duty. We currently gather detailed information from over 40 platforms and more t
Our mission and values include exceeding our client’s every expectation. We regularly update our data and information from the providers to help ensure we keep pace with the changes and new developments such as Mifid II , PRIIPS, PROD, COBS, GDPR and Consumer Duty. We currently gather detailed information from over 40 platforms and more than 240 DFM/AM's on our database. Once the initial due diligence review and report has been completed we recommend an annual review and update is done.
Business Owners
Tony Peters - Director
Tony Peters - Director
Tony Peters - Director
Joined Financial servcies in 1990 as an adviser and then an IFA business owner before setting up a new venture in 2012 to provide a leading platform and DFM due diligence service for advisers and firms across the UK.
Liz Peters - Director
Tony Peters - Director
Tony Peters - Director
With over 17 years experience in financial services as a paraplanner and administrator but now provides crucial support in all aspects of the business.
What our clients say!
